Week 3

Source Documents & Recordkeeping (See Key Answers)

Focus: Invoices, receipts, purchase orders, statements, timesheets, deposit slips.
Key Responsibility: Organize, classify, and retain all source documents supporting transactions.

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Thank you,
Salvador Soto Jr, MSA
Overview

Week Overview

Week 3 introduces the documentation backbone of bookkeeping: source documents. Students learn how every transaction must be supported by evidence, and how documents are organized, classified, and retained to support accurate financial reporting, audits, and compliance.

Objectives

Weekly Learning Objectives

By the end of this week, students will be able to:

Concept 1

What Are Source Documents?

Source documents are the original records that provide evidence and details of a financial transaction. They verify that a transaction occurred, show the amount, date, and parties involved, and serve as the basis for journal entries.

Key purposes:

Concept 2

Types of Source Documents

Customer Invoices

Issued to customers when billing for goods or services. Includes date, customer name, items, quantities, prices, terms, and due dates. Supports Accounts Receivable and revenue recognition.

Vendor Bills (Supplier Invoices)

Received from vendors for goods or services purchased. Supports Accounts Payable and expense or asset recognition.

Purchase Orders (POs)

Internal authorization to buy goods or services. Includes quantities, agreed prices, and approvals. Used to match with vendor invoices.

Receipts

Proof of payment for purchases. May be paper or digital. Supports expense entries and reimbursement processes.

Bank & Credit Card Statements

Summaries of account activity used for reconciliations and verification of cash and credit balances.

Timesheets / Time Cards

Records of hours worked by employees. Used to calculate payroll and allocate labor costs.

Deposit Slips & Sales Receipts

Deposit slips document cash and check deposits; sales receipts and POS records document point-of-sale sales.

Contracts & Agreements

Long-term arrangements such as leases and service contracts that support future obligations and revenue.

Concept 3

Internal vs. External Documents

Internal Documents

External Documents

Understanding whether a document is internal or external helps classify its origin and determine how it should be validated and filed.

Concept 4

Document Flow Through the Accounting Cycle

Students map how documents move from the initial transaction to the records in the general ledger and financial statements.

Example: Vendor Purchase Flow

Example: Payroll Flow

Concept 5

Recordkeeping Systems & Filing

Bookkeepers must maintain both paper and digital filing systems that are logical, consistent, and easy to audit.

Paper Filing Methods

Digital Filing Methods

Best practices include avoiding duplicates, using backups, and maintaining access controls.

Concept 6

Record Retention Requirements

Students review general retention guidelines (actual requirements vary by jurisdiction and industry):

The bookkeeper’s responsibility is to ensure documents are retained and accessible for the required time period.

Activities

In-Class Activities

1. Document Sorting Lab

Students receive a mixed set of sample documents and must identify the document type, internal/external status, related account, and filing location.

2. Document Flow Mapping

Groups create flowcharts for various business scenarios (inventory purchase, payroll, utility payment) showing each document produced.

3. Digital Filing Simulation

Students design a digital folder structure and rename sample files based on given naming conventions.

Homework

Homework Assignments

Assignment 1: Source Document Identification

Students identify 25 sample documents, label them internal or external, and state which transaction type they support.

Assignment 2: Filing System Design

Students propose paper & digital filing systems for a fictional company, including folder structure, naming conventions, and retention notes.

Assignment 3: Document Flow Scenarios

For 10 business scenarios, students list all documents generated, their sequence, responsible department, and related ledger entries.

Discussion

Discussion Board Prompt

Why is it important for bookkeepers to maintain a complete and accurate set of source documents? What risks does a business face if documentation is missing or poorly organized?

Quiz

Quiz Topics for Week 3

Summary

Week 3 Summary

Week 3 emphasizes that bookkeeping is not just about numbers—it is about evidence. Source documents provide the proof behind every entry. A skilled bookkeeper organizes, classifies, and retains these documents so that every transaction is traceable, verifiable, and audit-ready.

In Week 4, students begin using these documents to prepare journal entries and post to the general ledger.